
/;7ì 0XOWLe6HJPHQW +XE 5HSHDWHU
ìeìê
L1
&RQILJXUDWLRQ 5HJLVWHUV
&RQILJXUDWLRQ 5HJLVWHUV DUH OLVWHG LQ 7DEOH é %LW DVVLJQPHQWV IRU WKH &RQILJXUDWLRQ 5HJLVWHUV DUH VKRZQ LQ 7DEOH é
WKURXJK èê 7KH 0DVWHU &RQILJXUDWLRQ 5HJLVWHU LV GHILQHG LQ 7DEOH èé
7DEOH é &RQILJXUDWLRQ 5HJLVWHUV
1DPH
7\SH
ì
$GGU
1RWHV
*OREDO /(' &RQWURO 5HJLVWHU
5:
ìì
5HIHU WR 7DEOH é IRU ELW DVVLJQPHQWV 7KLV UHJLVWHU FRQWUROV WKH
RSHUDWLQJ PRGHV RI WKH *OREDO )DXOW /(' DQG 8VHU 'HILQHG /('
%LW (QFRGLQJDV IROORZV
*OREDO )DXOW /('
íí 2II
íì +DUGZDUH &RQWURO
ìí 6ORZ %OLQN
ìì íQ 6WHDG\
8VHU 'HILQHG /('
íí 2II
íì )DVW %OLQN
ìí 5HVHUYHG
ìì 2Q 6WHDG\
/(' 7LPHU 5HJLVWHU
5:
ì
5HIHU WR 7DEOH é IRU ELW DVVLJQPHQWV %LWV eìè RI WKLV UHJLVWHU VHW
WKH IDVW EOLQN IUHTXHQF\ RI WKH /('V %LWV íe VHW WKH VORZ EOLQN
IUHTXHQF\ 7KH VDPH IRUPXOD LV XVHG LQ HDFK FDVH ZLWK D PD[Le
PXP RI ì +] DQG D PLQLPXP RI íè +] IRU H[DPSOH IDVW EOLQN
ê íé Va VORZ EOLQN && ì V
5HIHU WR 7DEOHV èê DQG èé IRU ELW DVVLJQPHQWV DQG GHILQLWLRQV $W
SRZHUeXS DOO ELWV LQ WKLV UHJLVWHU GHIDXOW WR í
0DVWHU &RQILJXUDWLRQ 5HJLVWHU
5:
ìê
$8, &RQILJXUDWLRQ 5HJLVWHU
5:
ìé
%LW í VHWV WKH $8, SRUW PRGH í 1RUPDO ì 5HYHUVHG %LWV
ìèì PD\ FRQWDLQ XVHUeGHILQHG FRQILJXUDWLRQ GDWD
7KLV UHJLVWHU IROORZV WKH ,((( ììéì VSHFLILFDWLRQa UHIHU WR 7DEOH
èí IRU ELW DVVLJQPHQWV 7KH XSSHU é ELWV LGHQWLI\ WKH GHYLFH UHYLe
VLRQ OHYHO 7KH QH[W ì ELWV VWRUH WKH 3DUW ,' 1XPEHU LQ KH[DGHFe
LPDO ZKLFK LV ¨íê 7KH ORZHU ì ELWV FRQWDLQ D -('(&
0DQXIDFWXUHU ,' ZKLFK IRU /HYHO 2QH LV KH[DGHFLPDO ¨)(
:ULWLQJ DQ\ GDWD YDOXH WR WKLV UHJLVWHU FDXVHV DOO IXQFWLRQDO ORJLF WR
UHVHW EXW GRHV QRW DIIHFW WKH VWDWH RI FRXQWHUV FRQILJXUDWLRQ UHJLVe
WHUV RU VWDWXV UHJLVWHUV
'HYLFH ,' 5HJLVWHU
5
ìè
5HSHDWHU 5HVHW 5HJLVWHU
:
ì
6RIWZDUH 5HVHW 5HJLVWHU
:
ì
:ULWLQJ DQ\ GDWD YDOXH WR WKLV UHJLVWHU LV LGHQWLFDO WR D KDUGZDUH
UHVHW (YHU\WKLQJ LV UHVHW H[FHSW FRXQWHUV DQG DGGUHVVHV
ì ì 5HIHU WR 7DEOH èì IRU ELW DVVLJQPHQWV :ULWLQJ D YDOLG éeELW ,'
RQH WKDW PDWFKHV WKH (3520 ,' WR WKLV UHJLVWHU FDXVHV WKH
GHYLFH WR FKDQJH LWV +XE ,' WR WKH FRQWHQWV RI WKH (3520 ,' UHJe
LVWHU OLVWHG EHORZ 7KLV UHJLVWHU FDQQRW EH UHDG
ìí ìì 7KHVH WZR UHJLVWHUV FRQWDLQ WKH éeELW ,' UHDG LQ IURP (3520 DW
SRZHUeXS 5HIHU WR 7DEOH è IRU ELW DVVLJQPHQWV
+8% ,' 5HJLVWHU ì DQG
:
(3520 ,' 5HJLVWHU ì DQG
5
ì 5 5HDG 2QO\
: :ULWH 2QO\
5: 5HDG:ULWH
:ULWHV WR 5HJLVWHU ìé DUH DFFRPSOLVKHG YLD WKH $8,&21),*B,1 SLQ QRW YLD WKH 67; SLQ 5HDGV WR 5HJLVWHU ìé DUH VWDQGDUG H[FHSW WKDW
UHDGV DUH UHTXLUHG WR HQVXUH QHZ GDWD LV VKLIWHG LQWR WKH UHJLVWHU DIWHU D FKDQJH