03&
03&
&(175$/352&(66,1* 81,7
027252/$
86(56 0$18$/
5HY 2FWREHU
7KH IROORZLQJ VHFWLRQVGHVFULEHWKHH[HFXWLRQXQLWV LQ JUHDWHU GHWDLO
%UDQFK 3URFHVVLQJ 8QLW %38
7KH %38 ORFDWHG ZLWKLQ WKH LQVWUXFWLRQ VHTXHQFHU SHUIRUPV FRQGLWLRQ UHJLVWHU ORRN
DKHDG RSHUDWLRQV RQ FRQGLWLRQDO EUDQFKHV 7KH %38 ORRNV WKURXJK WKH LQVWUXFWLRQ
TXHXH IRU D FRQGLWLRQDO EUDQFK LQVWUXFWLRQ DQG DWWHPSWV WR UHVROYH LW HDUO\ DFKLHYLQJ
WKH HIIHFWRID ]HURF\FOH EUDQFKLQ PDQ\ FDVHV
7KH %38 XVHV D ELW LQ WKH LQVWUXFWLRQ HQFRGLQJ WR SUHGLFW WKH GLUHFWLRQ RI WKH FRQGLWLRQDO
EUDQFK 7KHUHIRUH ZKHQ DQ XQUHVROYHG FRQGLWLRQDO EUDQFK LQVWUXFWLRQ LV HQFRXQWHUHG
WKH SURFHVVRU SUHIHWFKHV LQVWUXFWLRQV IURP WKH SUHGLFWHG WDUJHW VWUHDP XQWLO WKH FRQ
GLWLRQDO EUDQFK LV UHVROYHG
7KH %38 FRQWDLQV DQ FDOFXODWLRQ IHDWXUH WR FRPSXWH EUDQFK WDUJHW DGGUHVVHV DQG
WKUHH VSHFLDOSXUSRVH XVHUDFFHVVLEOHUHJLVWHUV WKH OLQN UHJLVWHU /5 WKHFRXQW UHJ
LVWHU &75 DQG WKH FRQGLWLRQ UHJLVWHU &5 7KH %38 FDOFXODWHV WKH UHWXUQ SRLQWHU IRU
VXEURXWLQH FDOOV DQG VDYHV LW LQWR WKH /5 7KH /5 DOVR FRQWDLQV WKH EUDQFK WDUJHW DG
GUHVV IRU WKH EUDQFK FRQGLWLRQDO WR OLQN UHJLVWHU EFOU[ LQVWUXFWLRQ 7KH &75 FRQWDLQV
WKH EUDQFK WDUJHW DGGUHVV IRU WKH EUDQFK FRQGLWLRQDO WR FRXQW UHJLVWHU EFFWU[ LQVWUXF
WLRQ 7KH FRQWHQWV RI WKH /5 DQG &75 FDQ EH FRSLHG WR RU IURP DQ\ *35 %HFDXVH WKH
%38 XVHV GHGLFDWHG UHJLVWHUV UDWKHU WKDQ JHQHUDOSXUSRVH RU IORDWLQJSRLQW UHJLVWHUV
H[HFXWLRQ RI EUDQFK LQVWUXFWLRQV LV LQGHSHQGHQW IURP H[HFXWLRQ RI LQWHJHU LQVWUXFWLRQV
,QWHJHU8QLW ,8
7KH ,8 H[HFXWHVDOO LQWHJHU SURFHVVRU LQVWUXFWLRQV H[FHSW WKHLQWHJHU VWRUDJH DFFHVV
LQVWUXFWLRQV ZKLFK DUH LPSOHPHQWHG E\ WKH ORDGVWRUH XQLW 7KH ,8 FRQWDLQV WKH IROORZ
LQJVXEXQLWV
7KH ,08/¤,',9 XQLW LQFOXGHV WKH LPSOHPHQWDWLRQ RI WKH LQWHJHU PXOWLSO\ DQG GLYLGH
LQVWUXFWLRQV
7KH $/8¤%)8 XQLW LQFOXGHV WKH LPSOHPHQWDWLRQ RI DOO LQWHJHU ORJLF DGG DQG VXE
WUDFW DQG ELWILHOG LQVWUXFWLRQV
7DEOH 5&38 ([HFXWLRQ 8QLWV
8QLW
'HVFULSWLRQ
%UDQFK SURFHVVLQJ
XQLW %38
,QFOXGHV WKH LPSOHPHQWDWLRQ RI DOO EUDQFK LQVWUXFWLRQV
/RDGVWRUHXQLW /68 ,QFOXGHV LPSOHPHQWDWLRQ RI DOO ORDG DQG VWRUH LQVWUXFWLRQV ZKHWKHU GHILQHG DV SDUW
RI WKH LQWHJHU SURFHVVRU RU WKH IORDWLQJSRLQW SURFHVVRU
,QWHJHUXQLW ,8
,QFOXGHV LPSOHPHQWDWLRQ RI DOO LQWHJHU LQVWUXFWLRQV H[FHSW ORDGVWRUH LQVWUXFWLRQV
7KLV PRGXOH LQFOXGHV WKH *35V LQFOXGLQJ *35 KLVWRU\ DQG VFRUHERDUG DQG WKH
IROORZLQJ VXEXQLWV
7KH,08/,',9 LQFOXGHV WKHLPSOHPHQWDWLRQ RI WKH LQWHJHUPXOWLSO\ DQG GLYLGH LQ
VWUXFWLRQV
7KH $/8%)8 LQFOXGHV LPSOHPHQWDWLRQ RI DOO LQWHJHU ORJLF DGG DQG VXEWUDFW LQ
VWUXFWLRQV DQG ELW ILHOG LQVWUXFWLRQV
)ORDWLQJSRLQWXQLW
)38
,QFOXGHV WKH )35V LQFOXGLQJ)35 KLVWRU\ DQGVFRUHERDUG DQGWKHLPSOHPHQWD
WLRQ RIDOO IORDWLQJSRLQWLQVWUXFWLRQV H[FHSWORDG DQG VWRUHIORDWLQJSRLQWLQVWUXF
WLRQV